Mercor is hiring experienced investment bankers to build and review evaluation tasks for AI agents. Each task is set in a realistic simulated bank or deal team, with the filings, models, data-room documents, emails and deal tools bankers really work from.
Financial Markets Regulatory & Filing Specialist (USA)
United States
Up to $80 one-time
July 25, 2026
Job description
Job Title: Financial Markets Regulatory & Filing Specialist
Job Overview
We are seeking a detail-oriented and knowledgeable Financial Markets Regulatory & Filing Specialist to manage and support regulatory compliance, financial disclosures, and filing processes across capital markets activities. The ideal candidate will have a strong understanding of securities regulations, reporting obligations, and exchange filing systems, ensuring adherence to all applicable legal and regulatory frameworks.
Key Responsibilities
- Ensure compliance with capital markets regulations and applicable securities laws.
- Manage and oversee securities compliance processes for financial transactions and reporting.
- Prepare, review, and submit corporate disclosures in accordance with regulatory requirements.
- Support regulatory aspects of IPO and secondary offerings, including documentation and filings.
- Handle financial reporting obligations and ensure timely submission of reports to relevant authorities.
- Operate and manage exchange filing systems (e.g., SEC, stock exchange platforms, or equivalent).
- Classify and maintain records of market participants as per regulatory guidelines.
- Monitor regulatory updates and implement necessary compliance changes.
- Collaborate with internal teams (legal, finance, and operations) to ensure seamless regulatory adherence.
- Maintain accurate documentation and audit trails for all filings and compliance activities.
Required Skills & Expertise
- Strong knowledge of capital markets regulations and securities compliance.
- Familiarity with corporate disclosure requirements and reporting standards.
- Understanding of IPO processes and secondary offering regulations.
- Experience with financial reporting frameworks and compliance obligations.
- Hands-on experience with exchange filing systems.
- Knowledge of market participant classifications and regulatory structures.
- Excellent attention to detail and analytical skills.
- Strong communication and documentation abilities.
Preferred Background
Candidates with experience in the following roles will be highly preferred:
- Securities Compliance Specialist
- Regulatory Reporting Expert
- Capital Markets Analyst
- Financial Disclosure Professional
Qualifications
- Bachelor’s or Master’s degree in Finance, Accounting, Economics, Law, or a related field.
- Relevant certifications (e.g., CFA, CPA, FRM, or compliance-related certifications) are a plus.
- 2-7 years of experience in regulatory compliance, capital markets, or financial reporting.
NOTE: Pay will vary depending on the years of experience of the candidate.
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Mercor is hiring experienced FP&A professionals to build and review evaluation tasks for AI agents. Each task is set in a realistic simulated company, with the budgets, forecasts, models, emails and business apps a finance team really uses.
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